AML Transaction Monitoring

AML Compliance is complicated by high transaction volumes, multiple trading platforms, and clients across jurisdictions. Detecting suspicious patterns requires consolidated data, not fragmented spreadsheets across separate systems.

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Who this is for

AML Compliance Officers, MLROs, and compliance departments at regulated Forex brokers and investment firms.

Investment firms operating across multiple trading platforms face fragmented transaction data, making it difficult for AML Compliance Officers to maintain a complete picture of client activity. Finkit consolidates transaction data from trading platforms into a single monitoring interface with customizable alert profiles, real-time alerts, and end-of-day reports. Generate SARs and STRs for further investigation and audit trail, giving your compliance team full review control before filing.

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Features

Key Capabilities

  • Multi-Platform Data Aggregation
    Eliminate fragmented data. Gather transaction data from multiple trading platforms into a single interface for comprehensive AML monitoring across all your trading platforms.
  • Suspicious activity and suspicious transactions
    Generate Suspicious Activity Reports and Suspicious Transaction Reports directly from flagged alerts, creating a documented audit trail for further investigation by your compliance team.
  • Real-Time Alerts & End-of-Day Reports
    Receive real-time alerts on suspicious activity as it happens, supplemented by end-of-day batch reports identifying concentration of risk by country, client, or payment provider.
  • Customizable Alert Profiles
    Create alert profiles based on your specific AML risk appetite and regulatory requirements, whether regulated by CySEC, FCA, CMA, or other authorities. Define thresholds, patterns, and triggers that matter for your firm.
  • Comprehensive Audit Trail
    Maintain a clear audit trail for all transactions and alerts. Trace suspicious activities, investigate sources, and document resolutions for regulatory review.

See AML Transaction Monitoring in Action

See how Finkit helps AML teams at regulated brokers monitor transactions across platforms.

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